FDA Cites Clinical Investigator Lapses
An 8/15-9/14/16 FDA inspection at a clinical trial site operated by Cassandra Curtis, Indianapolis, IN, found that she failed to follow legal and regulatory requirements governing the conduct of clinical investigations in a Chantix (varenicline tartrate) trial conducted for Pfizer. A just-released 1/27 Warning Letter says the inspection was part of the agency’s Bioresearch Monitoring Program that evaluates the conduct of FDA-regulated research to ensure that the data are scientifically valid and accurate, and to help ensure that the rights, safety, and welfare of the study human subjects are protected.
Specific issues noted on an FDA-483 included:
- failing to ensure that the investigation was conducted according to the investigational plan;
- failing to maintain adequate and accurate case histories that record all observations and other data pertinent to the investigation on each individual administered the investigational drug or employed as a control in the investigation; and
- failing to maintain adequate records of the disposition of the drug, including dates, quantity, and use by subjects.
The agency letter expresses concern that Curtis’ response to the observations primarily involved action taken by American Health Network (AHN) and not corrective actions that she personally has taken. Although Curtis notified AHN that does not intend to serve as principal investigator for any future studies at AHN and will continue to serve as principal investigator only for her current open registry study, FDA said she did not provide details on how she plans to prevent similar violations in any future studies she may conduct at sites other than AHN.
“Your failure to maintain adequate and accurate drug accountability records, including documents recording drug return, raises significant concerns about the adequacy of your oversight and control of [an] investigational drug, which could impact the validity and integrity of data at your site,” the letter says.
Curtis was told to respond with a list of actions taken to prevent similar violations in the future.