Northwestern University Clinical Investigator Cited
An FDA inspection at the Northwestern University School of Medicine between 6/17/16 and 7/11/16 found that Division of Immunotherapy chief Richard Burt violated regulations governing the proper conduct of clinical studies involving investigational new drugs. Specific violations included:
- failing to fulfill the general responsibilities of sponsors and to ensure that investigations are conducted in accordance with the general investigational plan and protocols contained in the IND;
- failing to submit a protocol amendment to FDA when there was a significant change in protocol design, and failing to submit a protocol amendment when new investigators were added to carry out a previously submitted protocol within 30 days of the investigators being added;
- failing to select investigators qualified by training and experience as appropriate experts to investigate the drug;
- failing to obtain certain required information from investigators prior to permitting their participation in the clinical investigation, including a signed investigator statement, curriculum vitae, and financial disclosure information;
- failing to give each participating investigator an investigator brochure containing the information described in regulations;
- failing to monitor the progress of clinical investigations being conducted under Burt’s IND;
- failing to make adequate annual reports to FDA; and
- failing to ensure that the investigation was conducted according to the signed investigator statement, the investigational plan, and the applicable regulations, and to protect the rights, safety, and welfare of subjects under Burt’s care.
Burt was told the respond with written documentation of additional actions he has taken or will take to correct the violations and to prevent the recurrence of similar violations in current and future studies for which he is the sponsor and/or clinical investigator.