Webinar Explains 510(k) Change Guidance

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A 11/16 FDA webinar explained requirements in two recent final guidances on when to submit a 510(k) for a change to an existing device and when to submit a 510(k) for a software change to an existing device. During the program, CDRH acting associate director for regulations and guidance Rebecca Nipper outlined the 10 principles that underlie both guidances: 

  •          if a change is intended to significantly affect the safety or effectiveness of a medical device, such a change would likely require a new 510(k) submission;
  •          make a risk-based assessment to determine whether a change would significantly affect the device and confirm any decision that a new 510(k) is not required through routine verification and validation activities;
  •          after considering whether a change was made with the intent to significantly affect safety or effectiveness, also consider whether the change could have unintended consequences;
  •          risk management plays a central role in determining when a change could significantly affect safety or effectiveness;
  •          when there are multiple changes, they should be assessed both separately and together;
  •          conduct a risk-based assessment comparing the changed device to the device even previously found to be substantially equivalent in the most recently cleared 510(k);
  •          when the cumulative effect of individual changes triggers the regulatory threshold for submission, submit a new 510(k);
  •          when a change is made to a device, comply with the Quality System regulation requiring, among other things, that device changes be documented;
  •          when a 510(k) is submitted for a device with multiple changes, it should describe all changes that trigger the requirement for submission of a new 510(k) as well as other changes since the most recent 510(k);
  •          even though one correctly follows the guidance and submits a new 510(k) when necessary, a substantially equivalent determination is not assured.

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